AI Assisted Audit Readiness
Audit Readiness That Runs Continuously, Not Just Before an Inspection
Continuous audit of every process step against regulatory requirements. Runs on your institution's own approved models. No data leaves your environment.
AI Compliance Monitoring
Compliance monitoring that runs continuously, not just before an inspection.
Runs on your institution's own approved models. No data leaves your environment.
Continuous Process Audit
The system reads every workflow record against codified EBA/GL/2019/02, DORA, and BoG requirements and flags deviations as they occur.
Role and Sequence Validation
Confirms that every evaluation step was completed by the correct function — 1LOD, 2LOD, Senior Management — in the correct order. Approvals that were bypassed or performed out of sequence are identified before they become supervisory findings.
Regulatory Deadline Monitoring
Step timestamps are cross-referenced against DORA, EBA, and BoG timelines. A live exceptions report is generated with named accountable owners.
Portfolio Coverage Visibility
A real-time view of your entire outsourcing portfolio: overdue reviews, expiring due diligence, and unconfirmed notifications. Process exposure is visible at portfolio level, not just per arrangement.
On-Demand Audit Evidence Pack
A timestamped, role-attributed process trail for any arrangement, mapped to the applicable regulatory requirement. Inspection preparation takes minutes.
Built on Approved Infrastructure
Runs exclusively on the bank's own approved models, fully aligned with AI governance policy and third-party technology risk obligations under DORA.
Make your outsourcing governance inspection-ready.
Talk to us about your institution's obligations and how the OG Workflow addresses them.
View also